Try our Advanced Search for more refined results

Expert Analysis

Lessons From SEC Focus On Compliance Officers

Law360, New York ( August 18, 2014, 10:19 AM EDT) -- In a May 20, 2014, speech, U.S. Securities and Exchange Commission Director of Enforcement Andrew Ceresney outlined the circumstances in which the SEC will seek sanctions against compliance personnel. Two recent SEC proceedings illustrate the points made by Ceresney and the continued focus of enforcement on the duties and potential liability of compliance officers....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Law Firms

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!