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August 13, 2012

Roman et al v. UBS Financial Services, Inc. of Puerto Rico et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. October 04, 2016

    Investors In UBS Puerto Rico Funds Denied Class Status

    A federal judge in Puerto Rico has declined to certify a class of investors who claim UBS AG's Puerto Rican affiliate manipulated the market for its closed-end mutual funds and misled investors on risks, agreeing with a magistrate judge that the investors had not all been told the same thing.

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