Securities and Exchange Commission v. Silver Point Capital, L.P.

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Case overview

Case Number:

3:24-cv-02018

Court:

Connecticut

Nature of Suit:

Securities/Commodities

Judge:

Sarala V. Nagala

Firms

Companies

Government Agencies

Sectors & Industries:

  1. February 19, 2025

    Silver Point Knocks SEC Suit Over Attorney Info Access Rules

    Investment adviser Silver Point Capital LP said it did not need to write special rules banning a now-deceased former BigLaw bankruptcy attorney from sharing information between its business units, accusing the U.S. Securities and Exchange Commission of filing a "farfetched theory of noncompliance" in a Connecticut enforcement action.

  2. December 20, 2024

    SEC Sues Silver Point Over Atty's Receipt Of Nonpublic Info

    The U.S. Securities and Exchange Commission sued investment adviser firm Silver Point Capital LP in Connecticut federal court on Friday, alleging that it failed to establish policies to safeguard material nonpublic information, particularly from a now-deceased former BigLaw attorney.