1st Circ. Affirms SEC's $32M Win Against Investment Adviser

By Jessica Corso · July 17, 2024, 9:43 PM EDT

The First Circuit upheld roughly $32 million in fees, disgorgement and interest the U.S. Securities and Exchange Commission won against a Nevada-based investment adviser, who was found to have defrauded clients about...

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Documents

Opinion

Case Information

Case Title

SEC v. Navellier & Assoc. Inc, et al

Case Number

Court

Appellate - 1st Circuit

Nature of Suit

1850 Securities/Commodities/Exchange

Date Filed

June 10, 2020

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