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Mealeys

MLex

August 17, 2012

Securities and Exchange Commission v. James V Mazzo et al

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 26, 2021

    $300K SEC Disgorgement Should Stand Despite Liu Ruling

    A California federal judge Tuesday rejected a businessman's attempt to amend a settlement he reached with the U.S. Securities and Exchange Commission over insider trading allegations, ruling he must pay $300,000 despite a recent U.S. Supreme Court ruling altering the government's disgorgement powers.

1 other articles on this case. View all »

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