USA v. Martinez
Case Number:
1:22-cr-10266
Court:
Nature of Suit:
Judge:
Firms
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October 10, 2023
Feds, Atty Agree On Probation For Illegal $1.3M Share Sale
A California attorney and his prosecutors both agree he should be sentenced by a Massachusetts federal judge to two years of probation after pleading guilty to helping a board chair illegally sell securities, but disagree on whether he should be detained at home for part of his sentence.
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June 09, 2023
Calif. Atty To Pay $183K Over SEC's 'Founders' Shares' Claims
A California attorney who pled guilty in December to criminal allegations he helped a biotech board chair sell certain restricted "founders' shares" will give the U.S. Securities and Exchange Commission nearly $183,000 to resolve the regulator's related allegations.
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December 19, 2022
Calif. Atty Cops To Illegal Sale Of $1.3M Health Co. Shares
A California attorney has pled guilty to charges that he had illegally sold shares in a Massachusetts health care company to the tune of a $1.3 million profit.