October 15, 2024

Securities and Exchange Commission v. Groom

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Case Number:

1:24-cv-12621

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

Jessica D. Hedges

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. October 16, 2024

    Pharma Co. Contractor Settles SEC Insider Trading Claim

    An information technology consultant for a Massachusetts biopharmaceutical company will pay the U.S. Securities and Exchange Commission over $28,000 to resolve claims he immediately dumped shares of his client when he got wind of its yet-to-be announced plans for major layoffs.

Parties

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