SEC Scores $12M Judgment In Unregistered Dealer Case

By Katryna Perera · September 23, 2024, 6:34 PM EDT

A Minnesota federal judge has ordered financial firm Carebourn Capital LP, its founder and an affiliated company to pay more than $12 million in disgorgement and prejudgment interest over U.S. Securities and...

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Documents

Order

Case Information

Case Title

United States Securities and Exchange Commission v. Carebourn Capital, L.P. et al

Case Number

Court

Minnesota

Nature of Suit

Securities/Commodities

Date Filed

September 24, 2021

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