Adviser To Pay $35M In SEC Action Over Hiding Losses

By Emilie Ruscoe · March 24, 2020, 3:45 PM EDT

A New York-based firm will pay the SEC more than $35 million to resolve allegations that the firm spent years defrauding its customers by hiding losses in its flagship hedge fund,...

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Documents

Case Information

Case Title

Securities and Exchange Commission v. International Investment Group, LLC

Case Number

1:19-cv-10796

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

November 21, 2019