USA v. SUDFELD

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Case overview

Case Number:

2:15-cr-00330

Court:

Pennsylvania Eastern

Nature of Suit:

Firms

  1. July 22, 2016

    Ex-Fox Rothschild Atty Gets 6 Months For Insider Trading

    A former Fox Rothschild LLP attorney was slapped with a six-month prison sentence on Friday following his conviction on charges that he used insider information to trade ahead of a $760 million insurance industry merger his firm was helping to handle.

  2. February 09, 2016

    Ex-Fox Rothschild Atty Felled By Firm Policy Violations

    Evidence that a former Fox Rothschild LLP partner violated internal policies by buying and selling stock of a publicly held client likely helped sway Pennsylvania federal jurors on Friday as they found him guilty for trading ahead of an insurance industry merger the firm helped handle.

  3. February 05, 2016

    Ex-Fox Rothschild Atty Convicted Of Insider Trading

    An ex-Fox Rothschild LLP attorney was convicted Friday on charges that he used inside information about the firm's work to trade ahead of a $760 million insurance industry merger in 2011.

  4. February 04, 2016

    Ex-Fox Rothschild Atty Knew Of Pre-Merger Trading, Jury Told

    An ex-Fox Rothschild LLP partner knew that his broker was going to purchase on his behalf stock in an insurance company his firm was representing in an imminent merger, a Pennsylvania federal jury heard during testimony on Thursday in an ongoing insider trading trial.

  5. February 03, 2016

    Ex-Fox Rothschild Atty Overheard Merger Chat, Jury Hears

    A Fox Rothschild LLP secretary told a Pennsylvania federal jury on Wednesday that ex-partner Herbert Sudfeld overheard a conversation she had about an imminent insurance industry merger the firm handled in 2011 and that he later said he'd spoken to his broker about the deal.

  6. February 02, 2016

    Ex-Fox Rothschild Atty's Insider Trading Trial Kicks Off

    An ex-Fox Rothschild LLP partner used inside information about an imminent insurance industry merger the firm was handling in 2011 in order to engineer a stock trade ahead of the deal, a federal prosecutor told a jury during opening arguments in Philadelphia on Tuesday.

  7. February 01, 2016

    Ex-Fox Rothschild Atty's Trading Trial Hangs On Deal Reports

    Prosecutors in an insider trading trial scheduled to begin Tuesday in Philadelphia will face a steep challenge as they aim to prove that an ex-Fox Rothschild LLP real estate partner used confidential information about the firm's work, and not press reports, to trade ahead of a $760 million insurance industry merger.

  8. August 19, 2015

    Indicted Ex-Fox Rothschild Atty Says Merger Info Was Public

    A former Fox Rothschild LLP partner facing insider trading charges plans to argue that he learned about an insurance industry merger involving a firm client from public news reports, according to a Pennsylvania federal court filing.

  9. July 20, 2015

    Ex-Fox Rothschild Atty Pleads Not Guilty to Insider Trading

    A former Fox Rothschild LLP partner indicted on insider trading charges pled not guilty on Monday to allegations the Pennsylvania lawyer illegally profited from Nationwide Mutual Insurance Co.'s $760 million acquisition of Harleysville Group Inc.