Securities And Exchange Commission v. Richman et al

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Case overview

Case Number:

3:21-cv-01911

See also:

Court:

California Northern

Nature of Suit:

Securities/Commodities

Judge:

Charles R. Breyer

Firms

Sectors & Industries:

  1. November 03, 2021

    Fecal Testing Startup Founders Can't Flush SEC Charges

    The co-founders of shuttered fecal testing startup uBiome can't ditch a U.S. Securities and Exchange Commission suit over allegations they used a fraudulent insurance billing scheme to raise $60 million from duped investors, a California federal judge ruled Wednesday.

  2. March 18, 2021

    Feds Charge Fecal Testing Startup Founders With Fraud

    The co-founders of the shuttered fecal testing startup uBiome on Thursday were hit with criminal charges in California federal court as well as a U.S. Securities and Exchange Commission suit for allegedly using a fraudulent insurance billing scheme to raise $60 million from duped investors.