Emerson Equity, LLC v. Forge Underwriting Limited et al
Case Number:
4:22-cv-06037
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Firms
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June 15, 2023
Insurers Say No Coverage For Actions Over Investment Advice
Several insurers asked a California federal court to reject a securities broker's bid for coverage of more than 40 arbitration actions from the Financial Industry Regulatory Authority alleging bad investment advice, citing a number of policy exclusions that may have been triggered by the claim.
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December 08, 2022
Broker Says Mediation Not Required In Coverage Fight
A California federal court should reject several insurers' bid to toss a securities broker's lawsuit seeking coverage for claims that it gave bad investment advice, the broker said, arguing that it was not required to mediate before launching its suit.
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October 26, 2022
Insurers Say Bond Advice Coverage Fight Belongs In ADR
A securities broker's lawsuit against several insurers for coverage of claims that it gave bad bond investment advice should be tossed, the insurers told a California federal court, saying the broker's policy requires that it participate in alternative dispute resolution first.