March 17, 2023
Securities and Exchange Commission v. Cutter Financial Group, LLC et al
Case Number:
1:23-cv-10589
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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December 14, 2023
Judge Says SEC Annuity Suit Doesn't Supersede State Law
A Massachusetts federal judge on Thursday denied a dismissal bid by investment adviser Jeffrey Cutter and his firm against the U.S. Securities and Exchange Commission's suit alleging he lied about commissions he was earning off clients' annuity plans, saying the regulator adequately claimed that Cutter failed to make required disclosures to clients.
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