SEC Fines Ameriprise Affiliate $5M In Variable Annuities Case
By Katryna Perera · May 25, 2022, 5:58 PM EDT
The U.S. Securities and Exchange Commission announced Wednesday that it has fined broker-dealer RiverSource Distributors Inc. $5 million for alleged improper switching or replacing of variable annuities, in the first-ever enforcement...
To view the full article, register now.
Try a seven day FREE Trial
Already a subscriber? Click here to login