Nomura RMBS Trader Can't Shake SEC Suit Over Alleged Fibs

By Pete Brush · June 4, 2018, 2:27 PM EDT

A Manhattan federal judge on Monday declined to dismiss the U.S. Securities and Exchange Commission's fraud suit targeting a former Nomura Securities International trader, holding that the agency had adequately alleged...

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Documents

Order

Case Information

Case Title

Securities and Exchange Commission v. Shapiro

Case Number

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 08, 2015

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