Investing Portal Settles Out Of SEC's 1st Crowdfunding Case

By Dean Seal · December 17, 2021, 9:26 PM EST

The crowdfunding portal implicated in the U.S. Securities and Exchange Commission's first enforcement action involving crowdfunding regulations has reached a settlement with the regulator, according to a court filing Friday....

To view the full article, register now.

Try a seven day FREE Trial

Already a subscriber? Click here to login

Documents

Motion

Case Information

Case Title

United States Securities and Exchange Commission v. Japhia

Case Number

Court

Michigan Eastern

Nature of Suit

Securities/Commodities

Date Filed

September 20, 2021

Recent Articles By Dean

March 09, 2022
2nd Circ. Will Hear Goldman's 3rd Bite In Class Cert. Battle
February 22, 2022
Fed. Circ. Throws Out Fannie, Freddie Shareholder Suits
December 22, 2021
Goldman Takes 3rd Shot At Nixing Cert. For Investor Class
December 08, 2021
Goldman Investors Again Win Cert. After High Court Review
October 06, 2021
Goldman, Investors Lay Out Cert. Fight Args For NY Judge
October 01, 2021
SEC To Move Headquarters Under New GSA Lease
August 26, 2021
2nd Circ. Hands Goldman Cert. Fight Back To NY Judge
August 11, 2021
Goldman Sachs, Investors Spar Over Cert. Again At 2nd Circ.
June 22, 2021
Goldman Ruling Unlikely To Move Needle On Class Actions
June 21, 2021
Justices Vacate Goldman Class Cert., Say 'Generality' Matters