Ex-Nomura Traders Face Criminal Charges Over RMBS Deals

By Ed Beeson · September 8, 2015, 3:47 PM EDT

Federal authorities on Monday announced criminal and civil charges against three former top Nomura Securities International Inc. traders, accusing them of lying to investors about the pricing of residential mortgage-backed securities...

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Case Information

Case Title

Securities and Exchange Commission v. Shapiro

Case Number

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 08, 2015

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