SEC Agrees To Stay Ex-Nomura Workers' Civil Suit

By John Kennedy · February 16, 2016, 10:16 PM EST

A New York federal court should stay the civil proceedings against three former top Nomura Securities International Inc. employees accused of lying to investors about the pricing of residential mortgage-backed securities...

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Documents

Letter

Case Information

Case Title

Securities and Exchange Commission v. Shapiro

Case Number

1:15-cv-07045

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

September 08, 2015

Case Title

USA v. Shapiro et al

Case Number

3:15-cr-00155

Court

Connecticut

Nature of Suit

Date Filed

September 03, 2015

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SEC Agrees To Stay Ex-Nomura Workers' Civil Suit

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