Former S&P Exec Slams SEC's Bid To Restart Fraud Case

By Tom Zanki · June 20, 2016, 8:33 PM EDT

Former S&P executive Barbara Duka on Monday blasted a Securities and Exchange Commission bid to revive its in-house case against her alleging mortgage securities fraud, telling the Second Circuit that appellate...

To view the full article, register now.

Try a seven day FREE Trial

Already a subscriber? Click here to login

Documents

Document

Case Information

Case Title

Duka v. U.S. Securities and Exchange C

Case Number

Court

Appellate - 2nd Circuit

Nature of Suit

2440 CIVIL RIGHTS-Other

Date Filed

August 27, 2015

Recent Articles By Tom

July 16, 2024
Latham-Led Warehouse Giant Launches Potential $3.6B IPO
July 09, 2024
Hospital Operator Leads 2 IPOs Ready To Raise $465M Total
June 26, 2024
Latham, Goodwin Lead Cold Storage Giant's IPO Filing
February 07, 2024
REIT Raises $672M IPO At Low End While Insurer Pulls Plans
January 12, 2024
IPO Pipeline Starts To Unclog As New Filings Gain Steam
January 10, 2024
Latham-Led Homebuilder Raises $162M In Year's First Big IPO
January 03, 2024
Latham, Davis Polk Guide Homebuilder's Plans For $150M IPO
January 02, 2024
Regulators Approve NYSE Plan To Ease Rules On Equity Sales
November 28, 2023
Australian Solar Energy Firm Raises Range For $45M US IPO
November 09, 2023
Willkie, Davis Polk Lead Hamilton Group's $225M IPO