September 08, 2015
Securities and Exchange Commission v. Shapiro
Case Number:
1:15-cv-07045
Court:
Nature of Suit:
Judge:
Firms
- Alston & Bird
- Dynamis LLP
- King & Spalding
- Mukasey Young
- Petrillo Klein
- Quinn Emanuel
- Schulte Roth
- Sklaroff Law Firm
Companies
Government Agencies
Sectors & Industries:
View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
Coverage
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January 08, 2025
Convicted Ex-Nomura Trader To Settle SEC's RMBS Action
Ex-Nomura Securities International Inc. trader Michael Gramins, who was convicted in 2017 of scheming to trick mortgage bond buyers, has reached a tentative agreement with the U.S. Securities and Exchange Commission to settle follow-on civil claims, according to an agency filing on Wednesday.
Parties
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