May 15, 2017

Securities and Exchange Commission v. Chan

Track this case

Case Number:

1:17-cv-03605

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

J. Paul Oetken

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. May 16, 2017

    SEC Pursuing MBS Traders Despite Prosecutors' Early Flop

    The U.S. Securities and Exchange Commission's civil case against two former traders alleging they lied to customers about prices for mortgage-backed securities is the second such case the agency has brought in two weeks, a sign it is forging ahead on bond cases while federal prosecutors hesitate in the wake of a significant criminal trial loss.


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