May 15, 2017
Securities and Exchange Commission v. Chan
Case Number:
1:17-cv-03605
Court:
Nature of Suit:
Judge:
Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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May 16, 2017
SEC Pursuing MBS Traders Despite Prosecutors' Early Flop
The U.S. Securities and Exchange Commission's civil case against two former traders alleging they lied to customers about prices for mortgage-backed securities is the second such case the agency has brought in two weeks, a sign it is forging ahead on bond cases while federal prosecutors hesitate in the wake of a significant criminal trial loss.
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