May 15, 2017

Securities and Exchange Commission v. Im

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. May 06, 2022

    Jury Clears Ex-Nomura Trader, Rejects SEC No-Lying Theory

    A Manhattan federal jury on Friday cleared a former Nomura trader of fraud over lies he told to counterparties in the commercial bond market, rejecting the U.S. Securities and Exchange Commission's theory that traders must adhere strictly to factual statements.

10 other articles on this case. View all »

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