May 15, 2017
Securities and Exchange Commission v. Im
Case Number:
1:17-cv-03613
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Judge:
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Government Agencies
View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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May 06, 2022
Jury Clears Ex-Nomura Trader, Rejects SEC No-Lying Theory
A Manhattan federal jury on Friday cleared a former Nomura trader of fraud over lies he told to counterparties in the commercial bond market, rejecting the U.S. Securities and Exchange Commission's theory that traders must adhere strictly to factual statements.
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