May 09, 2019

United States Securities and Exchange Commission v. Schuman et al

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Case Number:

2:19-cv-02297

Court:

Tennessee Western

Nature of Suit:

Securities/Commodities

Judge:

Sheryl H. Lipman

Firms

Government Agencies

View recent docket activity


Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. May 09, 2019

    Internal Auditors Resolve SEC Insider Trading Suit

    Two internal auditors agreed Thursday to pay a total of nearly $300,000 to resolve civil allegations by the U.S. Securities and Exchange Commission that they illicitly profited from insider information about their respective companies, and shared some of that information with each other.


Parties

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