Securities and Exchange Commission v. Good

  1. August 22, 2024

    Ex-Morgan Stanley Representative Concedes SEC Suit

    A former Morgan Stanley representative who was criminally convicted in a $4.8 million Ponzi scheme has conceded in a suit brought by the U.S. Securities and Exchange Commission, saying he agrees with the agency that judgment should be issued against him.

  2. August 01, 2024

    SEC Wants Win In Suit Over Ex-Morgan Stanley Rep's Scam

    The U.S. Securities and Exchange Commission has asked a North Carolina federal judge for a win in a lawsuit against an ex-Morgan Stanley representative serving time for running a $4.8 million Ponzi scheme, arguing summary judgment is proper given the seven-year prison sentence and penalties issued against the defendant in the parallel criminal case.

  3. April 18, 2022

    SEC Accuses Ex-Morgan Stanley Rep Of $4.8M Ponzi Scheme

    The U.S. Securities and Exchange Commission sued a former Morgan Stanley financial adviser on Monday for allegedly running a decadelong Ponzi scheme that defrauded his clients out of nearly $4.8 million.