FCA Fines Sapien Capital In UK's 1st Cum-Ex Penalty
By Lucia Osborne-Crowley · May 6, 2021, 5:07 PM BST
Britain's financial services watchdog said on Thursday that it has fined investment firm Sapien Capital Ltd. £178,000 ($247,000) for oversight failures that contributed to a web of fraudulent cum-ex trades....
To view the full article, register now.
Try a seven day FREE Trial
Already a subscriber? Click here to login