SEC v. Kokesh

  1. March 05, 2018

    Kokesh Must Disgorge $5M To SEC, 10th Circ. Rules

    A panel of the Tenth Circuit on Monday lowered the amount that investment adviser Charles Kokesh must disgorge from $35 million to $5 million, validating his resounding victory before the U.S. Supreme Court but using revised figures from the U.S. Securities and Exchange Commission.

  2. August 23, 2016

    10th Circ. Affirms $55M SEC Win Against Investment Adviser

    The Tenth Circuit said Tuesday that a New Mexico investment adviser can't get out of repaying $55 million he pilfered from business development companies, rejecting his claim that the U.S. Securities and Exchange Commission had filed its suit too late.