Securities and Exchange Commission v. Hamilton

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Case Number:

3:16-cv-00192

Court:

Connecticut

Nature of Suit:

Securities/Commodities

Judge:

Alvin W. Thompson

Firms

Government Agencies

  1. March 28, 2016

    Ex-Harman Tax VP Pleads Guilty To Insider Trading

    Harman International Industries Inc.'s former vice president of tax pled guilty on Monday in Connecticut federal court to reaping more than $100,000 by trading on nonpublic information about the auto and consumer electronics firm's finances.

  2. February 05, 2016

    Harman Tax VP Arrested, Sued By SEC Over Insider Trading

    The vice president of tax at Harman International Industries Inc. was arrested and charged Friday in an alleged scheme to trade on news about the auto and consumer electronics company's finances after he got an early look at the books, for which the SEC is also suing him.