July 19, 2018
Securities and Exchange Commission v. Kitts
Case Number:
1:18-cv-11507
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Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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July 19, 2018
Cape Cod Financial Adviser Stole $3.3M From Clients: SEC
A former investment adviser from Cape Cod, Massachusetts, stole more than $3.3 million from her clients through a variety of schemes, including forging withdrawal requests, forging wire and check requests and tricking a client into withdrawing money from a retirement account, the U.S. Securities and Exchange Commission said Thursday.
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