Ervin v. TD Ameritrade, Inc. et al
Case Number:
4:20-cv-00266
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July 19, 2022
TD Ameritrade To Pay $1.4M To Settle Investors' Tax Suit
TD Ameritrade has agreed to pay $1.4 million to settle claims that it failed to compensate investors for higher taxes they paid because of the broker's use of their securities in short sales, the investors told a Missouri federal court.
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December 14, 2021
TD Ameritrade Clients Can Bring Short Sale Tax Suit As Group
A Missouri federal judge has certified a class of investors accusing TD Ameritrade Inc. of failing to compensate them for the higher taxes they paid due to the broker's use of their securities to facilitate short sales.