U.S. Securities & Exchange Commission v. Peltz
Case Number:
1:20-cv-06199
Court:
Nature of Suit:
Judge:
Firms
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March 29, 2022
Financial Manager Cops To Insider Trading And Stiffing IRS
A New York City portfolio manager copped to insider trading and tax evasion Tuesday, telling a Brooklyn federal judge that he traded on secret information about a 2016 private equity buyout offer and also shorted the IRS by $1 million.
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December 23, 2020
SEC Says Chemical Co. Deal Talk Sparked Insider Trades
The U.S. Securities and Exchange Commission on Tuesday sued a New York man for unlawful dealing in the securities of chemical manufacturing company Ferro Corp. related to a possible acquisition.