U.S. Securities & Exchange Commission v. Peltz

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Case Number:

1:20-cv-06199

Court:

New York Eastern

Nature of Suit:

Securities/Commodities

Judge:

Nicholas G. Garaufis

Firms

  1. March 29, 2022

    Financial Manager Cops To Insider Trading And Stiffing IRS

    A New York City portfolio manager copped to insider trading and tax evasion Tuesday, telling a Brooklyn federal judge that he traded on secret information about a 2016 private equity buyout offer and also shorted the IRS by $1 million.

  2. December 23, 2020

    SEC Says Chemical Co. Deal Talk Sparked Insider Trades

    The U.S. Securities and Exchange Commission on Tuesday sued a New York man for unlawful dealing in the securities of chemical manufacturing company Ferro Corp. related to a possible acquisition.