January 17, 2025
SECURITIES AND EXCHANGE COMMISSION v. MASON et al
Case Number:
2:25-cv-00292
Court:
Nature of Suit:
Other Statutes: Securities/Commodities
Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
Coverage
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January 17, 2025
Feds Say Pa. Investment Adviser Stole $20M From Clients
A Pennsylvania investment adviser's alleged misappropriation of more than $20 million worth of client funds has landed him criminal charges and civil enforcement action from U.S. Securities and Exchange Commission.
Parties
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