Financial Industry Regulatory Authority, Inc. v. AXIS Insurance Company

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Case Number:

8:12-cv-01053

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Firms

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Financial Industry Regulatory Authority Inc.

Sectors & Industries:

Services
- Business Services

June 12, 2013
Axis Insurance Off The Hook In FINRA Discrimination Row

A Maryland federal judge sided with Axis Insurance Co. on Wednesday in the Financial Industry Regulatory Authority's suit accusing Axis of wrongly refusing to cover the regulator's defense in an ex-director's employment discrimination suit, finding FINRA waited too long to notify Axis of the claim.
April 06, 2012
FINRA Sues Insurer Over Costs Of Ex-Director's Bias Suit

The Financial Industry Regulatory Authority has sued Axis Insurance Co. for allegedly refusing to cover the regulator's defense in an ex-director's employment discrimination suit, according to a notice of removal filed Thursday.