April 29, 2015
The U.S. Securities and Exchange Commission on Tuesday gave its highest possible award to a hedge fund adviser whistleblower, capitalizing on the firm's retaliation against him to send another welcoming message to would-be whistleblowers and a warning to companies.
September 12, 2012
The ex-head trader at Paradigm Capital Management Inc. and C.L. King & Associates Inc. on Monday brought a whistleblower retaliation case against his former employers, alleging he was sidelined and forced to resign after he reported suspect trading activity to the U.S. Securities and Exchange Commission.