May 01, 2015
A former deputy regional director for the Financial Industry Regulatory Authority on Thursday lost a bid for a new trial in her wrongful termination case when a Florida federal judge rejected her claim that a jury shouldn't have heard evidence about her work performance.
January 28, 2015
The Financial Industry Regulatory Authority did not retaliate against a former deputy regional director by firing her after she filed four internal age, sex and disability discrimination complaints, a Florida federal jury ruled on Wednesday.
October 21, 2014
The Financial Industry Regulatory Authority urged a Florida federal judge on Monday to throw out wrongful termination and discrimination allegations from a former deputy regional director, criticizing her job performance and arguing that her position was eliminated as part of a companywide staff reduction.
February 24, 2014
The former deputy regional director of the Financial Industry Regulatory Authority's Boca Raton, Fla., office lodged a wrongful termination suit against the industry watchdog, highlighting alleged instances of industry bias and age discrimination that call the regulator's management of its securities arbitration unit into question.