November 01, 2023
A California federal judge has refused to toss parts of a lawsuit filed by a former Axos Bank credit review officer who alleges she was wrongfully terminated, keeping alive her claims that the bank retaliated in response to her raising concerns about its compliance with U.S. Securities and Exchange Commission regulations.
December 16, 2022
Axos Bank and several of its top executives have escaped, for now, a suit brought by a former compliance officer who accused the bank of firing her after she flagged a number of compliance issues, including alleged shortcomings in its policies to prevent money laundering.
March 23, 2022
A former credit review officer for Axos Bank claims that she uncovered "a dizzying array of compliance and risk management issues" before she was improperly fired for flagging the problems, according to a new suit filed in San Diego federal court.