Pharma Co. Contractor Settles SEC Insider Trading Claim

By Emilie Ruscoe · October 16, 2024, 6:37 PM EDT

An information technology consultant for a Massachusetts biopharmaceutical company will pay the U.S. Securities and Exchange Commission over $28,000 to resolve claims he immediately dumped shares of his client when he got...

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Case Information

Case Title

Securities and Exchange Commission v. Groom

Case Number

1:24-cv-12621

Court

Massachusetts

Nature of Suit

Securities/Commodities

Date Filed

October 15, 2024