SEC Charges Ex-Nomura Head Traders Over MBS Lies

By Carmen Germaine · May 15, 2017, 4:48 PM EDT

The U.S. Securities and Exchange Commission on Monday charged a pair of former Nomura Securities International Inc. head traders with lying to customers about the prices of commercial mortgage-backed securities they...

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Documents

Case Information

Case Title

Securities and Exchange Commission v. Im

Case Number

Court

New York Southern

Nature of Suit

Securities/Commodities

Date Filed

May 15, 2017

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