USA v. Shapiro et al

  1. May 23, 2016

    Ex-Nomura Traders Say Gov't Can't Block SEC Suit Evidence

    Three former top Nomura Securities International Inc. traders asked a Connecticut federal judge to deny the government's bid to block evidence in its case accusing them of lying to investors about pricing residential mortgage-backed securities trades, calling the attempt "at best, disturbing."

  2. March 21, 2016

    Ex-Nomura Traders Say Lack Of Intent Dooms Fraud Charges

    Three former top Nomura Securities International Inc. traders have reiterated their push to nix wire fraud charges brought by Connecticut federal prosecutors who claim the trio lied to investors about the pricing of residential mortgage-backed securities trades, saying the indictment fails to allege an intent to harm.

  3. February 29, 2016

    Ex-Nomura Workers Can't Escape RMBS Suit, Feds Argue

    Connecticut federal prosecutors have pushed back at efforts by three former top Nomura Securities International Inc. traders to escape charges of lying to investors about the pricing of residential mortgage-backed securities trades, calling it an improper challenge to the government's case.

  4. February 16, 2016

    SEC Agrees To Stay Ex-Nomura Workers' Civil Suit

    A New York federal court should stay the civil proceedings against three former top Nomura Securities International Inc. employees accused of lying to investors about the pricing of residential mortgage-backed securities trades until the related criminal case concludes, the Securities and Exchange Commission said Friday.

  5. September 10, 2015

    Ex-Nomura Traders Plead Not Guilty To RMBS Charges

    Three former Nomura Securities International Inc. traders pled not guilty on Thursday in Connecticut federal court to charges alleging they lied to investors about the price of residential mortgage-backed securities trades to boost the firm's profits, according to federal prosecutors.