Feds Say Pa. Investment Adviser Stole $20M From Clients

By Matthew Santoni · January 17, 2025, 8:22 PM EST

A Pennsylvania investment adviser's alleged misappropriation of more than $20 million worth of client funds has landed him criminal charges and civil enforcement action from U.S. Securities and Exchange Commission....

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Documents

Case Information

Case Title

USA v. MASON

Case Number

2:25-cr-00025

Court

Pennsylvania Eastern

Nature of Suit

Date Filed

January 17, 2025


Case Title

SECURITIES AND EXCHANGE COMMISSION v. MASON et al

Case Number

2:25-cv-00292

Court

Pennsylvania Eastern

Nature of Suit

Other Statutes: Securities/Commodities

Date Filed

January 17, 2025