Broker-Dealer Seeks 'Layering' Docs From FINRA For SEC Suit
By Jon Hill ( February 9, 2018, 8:00 PM EST) -- A broker-dealer accused by the U.S. Securities and Exchange Commission of aiding and abetting foreign traders' manipulative trading tactics like "layering" told a New York federal judge on Thursday that it ought to be able to get hold of documents showing what exactly its regulators at the Financial Industry Regulatory Authority thought layering was....
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