SEC In-House Judges' Powers Unconstitutional, Justices Told
By Dunstan Prial ( April 13, 2018, 10:24 PM EDT) -- A former investment adviser whose challenge of sanctions imposed by a U.S. Securities and Exchange Commission administrative law judge is now before the U.S. Supreme Court argued in a brief filed Friday that his rights were violated because the judge who heard his case wasn't constitutionally authorized to wield such power....
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