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NH Regulator Looks To Pull UBS' License Over Lehman

By Jessica Dye ( June 4, 2009, 12:00 AM EDT) -- The New Hampshire Bureau of Securities Regulation has launched a cease-and-desist order against UBS Financial Services Inc., asking UBS to prove why its New Hampshire broker-dealer license shouldn't be revoked after it allegedly misrepresented the safety of structured products underwritten by now-defunct Lehman Brothers Holdings Inc....

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