Wells Fargo To Pay $5.1M For Improper Trading Practice: SEC
By Dunstan Prial ( June 25, 2018, 6:49 PM EDT) -- The U.S. Securities and Exchange Commission said Monday that Wells Fargo Advisors LLC has agreed to pay $5.1 million to settle allegations that brokers improperly advised clients to actively trade investment products in order to boost the bank's profits....
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