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Expert Analysis - Opinion

The SEC Should Let Broker-Dealers Unbundle Research Costs

By James Brigagliano, Hardy Callcott and Erica Robertson ( June 11, 2019, 2:45 PM EDT) -- The U.S. Securities and Exchange Commission is considering important questions concerning the regulation of research services provided by U.S. broker-dealers. Paradoxically, the issues arise because of a directive from the European Parliament commonly known as MiFID II.[1] MiFID II requires European Union investment managers to unbundle research and execution costs, and will continue to impose this requirement for the foreseeable future....

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