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Mass. Regulator Ready To Rumble On SEC Broker Standards

By Alison Noon ( June 19, 2019, 8:25 PM EDT) -- Massachusetts securities regulator William F. Galvin is confident that federal law leaves room for states to pass their own fiduciary duty rule for broker-dealers and is vigorously pursuing one of the nation's first, telling Law360 that investors deserve better than the standards recently set by the U.S. Securities and Exchange Commission....

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