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Expert Analysis

How Proposed Law Could Affect SEC Disqualification Waivers

By Stephen Cutler, Michael Osnato Jr., Cheryl Scarboro, Nicholas Goldin and Rebecca Sussman ( July 11, 2019, 3:51 PM EDT) -- Earlier this month, House Financial Services Committee Chairwoman Maxine Waters, D-Calif., introduced a bill that, if passed, would radically reshape the U.S. Securities and Exchange Commission's process for waiving disqualifications automatically triggered by the resolution of certain types of government enforcement actions. ...

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