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FINRA Fines BNP $15M For Anti-Money Laundering Failures

By Jack Queen ( October 24, 2019, 7:05 PM EDT) -- The Financial Industry Regulatory Authority fined a BNP Paribas unit $15 million Thursday over what it alleged were long-neglected shortcomings in the broker-dealer's anti-money laundering program that allowed billions of dollars' worth of suspicious penny stock and foreign currency transactions to flow through its systems unchecked and unreported....

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