SEC Wins Sanctions Against Brokers For Skipping Mediation
By Carolina Bolado ( February 26, 2020, 7:53 PM EST) -- A Florida federal judge on Wednesday sanctioned the two principals of broker-dealer Spartan Securities Group Ltd. for failing to show up to a mediation in the U.S. Securities and Exchange Commission's suit alleging that they schemed to create sham companies and sell "free-trading" stock to the public....
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