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Broker Defrauded Investors In Matched Trading, SEC Says

By Rachel O'Brien ( May 11, 2020, 8:56 PM EDT) -- An unregistered broker worked in several matched trading schemes in which he manipulated the market to dump shares, defrauded elderly investors and pocketed their money, the U.S. Securities and Exchange Commission alleges in a complaint filed Monday in California federal court....

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