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After Winning Supreme Court Battle, Adviser Settles With SEC

By Dave Simpson ( June 16, 2020, 11:02 PM EDT) -- A former investment adviser who successfully argued before the U.S. Supreme Court that the administrative law judge in his U.S. Securities and Exchange Commission proceedings was appointed unconstitutionally has agreed to pay $25,000 to settle his case with the SEC, ending eight years of litigation, according to Tuesday SEC filings....

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